Having robust policies in place are essential for any business and underpin the compliance culture of your firm. Ensuring you have your policies in writing shows your employees what you expect from them and sets out the ethical standards upon which you intend to run your business.

These policies are designed to prevent, detect and correct any breaches of applicable law and/or regulatory rules and in most cases are a requirement to have in place.

Policies include:

• Data Protection
• Compliance
• Financial Crime
• Whistleblowing
• Complaints
• Vulnerable Persons
• Treating Customers Fairly
• and many more

Together Compliance holds an extensive collection of template compliance policies which you can use as a base to build your own policies or, use to review against your current documents to ensure they are appropriate and compliant.

Alternatively, we can draft completely bespoke and detailed policies for you from scratch, tailored to your business.